Diligex will be hosting a training webinar focusing on the Ongoing Monitoring Obligations of Subject Persons, with particular attention to transaction monitoring. Transaction monitoring is an essential component of financial risk management, the obligation of which emanates from the PLMFTR and features through the FIAU Implementing Procedures Part I with a dedicated section within the requirements of Customer Due Diligence, with specific sectorial guidance in the FIAU IPs part II. The monitoring objectives are to spot suspicious trends, reduce any risks, and adhere to any applicable legal obligations, including sanction circumvention.
Date: 5th December 2023
Time: 09:00hrs – 11:00hrs CET
Duration: 2 hours
The Agenda shall cover:
- Updating of Information, Documents & Data
- Transaction Monitoring
- Pre and Post transaction Monitoring
- Case Scenarios
- The importance of transaction monitoring and sanctions
- Detection Rules and examples of Rule-Based Transaction Monitoring
Fee: Eur40 inclusive of VAT (a 15% discount for more than 3 attendees from the same entity).
Diligex AML100 clients with training webinar package, may be registered without additional charging upon confirmation.
Attendance Confirmation is upon registration, payment and confirmation. Certificates of attendance will be issued to all paid-up attendees.
Deadline for registration and payment is 1st December 2023.