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    Call the incident response team of our strategic cybersecurity partner, Thomas Murray, on the emergency 24/7 UK line +44 (0) 2074594888, for immediate help from their experts.

    Session 7: The Salient Points of an AML/CFT Themed Visit – What to expect

    Duration: 2 hours

    Date: Thursday 17th December 2020

    Time: 10:00hrs GMT+1

    Fee: €40 (exclusive of VAT)


    The Financial Intelligence Analysis Unit (FIAU) issue several administrative measures related to contraventions on AML/CFT shortcomings.

    The presentation will highlight the main 2020 findings stemming from the administrative measures enforced on subject persons who contravened their AML/CFT obligations emanating from the Prevention of Money Laundering and Funding of Terrorism Regulations (PMLFTR) and the FIAU Implementing Procedures issued thereunder, focusing primarily on:

    • Risk Assessment
    • Policies and Procedures
    • Customer Due Diligence, including Enhanced Customer Due Diligence
    • Ongoing Monitoring
    • Record Keeping and Document Retention
    • Reporting Procedures and Obligations

    The presentation will also offer practical advice for current and prospective MLROs on what occurs during a regulatory visit. The presentation will focus primarily on:

    • Receipt of the notification letter
    • Data and Documentation Requested
    • MLRO Interview
    • Process Walkthrough
    • File Review
    • Closeout Meeting
    • Final Report
    • Representations
    • Conclusion from the Compliance Monitoring Committee

    Tutor: Mr Noel Galea – a seasoned financial crime and regulatory compliance specialist, focusing primarily on the prevention of money laundering, countering the funding of terrorism, combating proliferation finance, sanctions, bribery and corruption.

    Sign Up Now as Participation is Limited. Training will be held on Microsoft Teams.

    Diligex is also offering one-on-one consultations through remote connection. We have fully set our AML/CFT specialists to be position support in revolutionising your compliance function or update your documentation ahead of obligatory requirements.

    Diligex also offers its very own dynamic holistic end-to-end AML/CFT management platform undertaking screening and customer risk assessment.

    Fill in below details to register your interest immediately.