AML/CFT | Regulatory Compliance | Risk Management

Are you a warranted professional offering incorporations, registered offices, directorship arrangements and other CSP services?

Are you a registered CSP who is in the process of new classification with the regulator?

AML/CFT | Regulatory Compliance | Risk Management

Our Services

Our Services

Regulatory Compliance

  • Assistance with the Appointment of a Compliance Officer
  • Assisting with the Preparation of the Compliance Monitoring Programme & Principles
  • Code of Conduct
  • Anti-Bribery & Corruption Policy
  • Conflict of Interest Policy
  • Whistleblowing Policy
  • Complaints Policy & Register
  • Breaches Policy & Log
  • Data Protection Policy & Record-Keeping Procedures
  • Outsourcing Policy
  • Escrow Procedure
  • PEP & Sanctions Policies
  • Personal Transaction Policy

Risk Management

  • Risk Management Framework
  • Risk Register
  • Business Continuity Plan
  • Disaster Recovery Plan
  • Cybersecurity Policy
  • Occupational Health and Safety Policy


  • MLRO Engagement & Mentoring
  • Business Risk Assessment
  • AML/CFT Policy
  • Customer Acceptance Policy
  • Counterparty Identification Programme
  • AML/CFT Governance Audit
  • AML/CFT File Review
  • Onboarding Support & Remediation
  • AML/CFT Data Management, Ongoing Screening, Transaction Insights and Customer Risk Assessment through Kycmatic

Here's how we can help

Get in touch with our team today.






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    The CSP Regulatory Framework evolves through the new MFSA Rulebook.

    Lawyers, accountants, auditors, warranted professionals, non-executive directors and MFSA-registered CSPs, offering CSP services as per the Company Services Providers Act (2013) Ch.529 Laws of Malta, including:

    • Company and legal entity formations
    • Directorships, company secretary or other similar positions
    • Registered office provision or other related services

    are now required to enhance their compliance setup to meet the MFSA expectations in three main areas:

    Regulatory Compliance

    Ensuring that all regulatory compliance emanating from the respective laws and rules are adhered to. This implies having an adequate compliance structure based on the nature and size of the business which includes having all the required policies and procedures documented and in place – but that they are also monitored in practice and the setup is following up what is going on, ensuring maintenance of and reporting on compliance matters.

    Risk Management

    This is a relatively new function that has been structured into a requirement. Risk management includes having systems in place whereby the setup looks at all the inherent risks, internal and external, to the business and sets out plans and management structures to monitor, mitigate and plan for the likelihood of such risks.


    Anti-Money Laundering and Countering Financing of Terrorism remain core functions of the CSP sector and through the new framework are brought further into light. CSPs must ensure they have the necessary structure in place to ensure they are not only carrying out their AML/CFT requirements but are actively risk assessing and monitoring to avoid that they may be putting themselves into use by abusers of the system. The MFSA here refers heavily to the obligations set out in the respective AML/CFT legislation (referred to as the PMLA and PMLFTR) and FIAU requirements. The FIAU has also recently published its Implementing Procedures Part II specifically for the CSP sector issuing clearer guidance as to what is required of them.


    Class A

    €10k Cap. Reqt.
    • Company/Entity Formation
    • Registered Office and related services

    Class B

    €15k Cap. Reqt. + Mandatory PII
    • Acting/Arranging for Directorship, Company Sec., et.

    Class C

    €25k Cap. Reqt. + Mandatory PII
    • All CSP Services

    Under Threshold A

    €2.5k Cap. Reqt.
    • Warranted Professionals: CSP Revenue <35% total revenue or <€100K, whichever is the highest
    • No Registered Office and related services

    Under Threshold B

    €5k Cap. Reqt.
    • Individuals with no more than 10 involvements

    Need assistance?

    We will gladly provide you with more information and answer any questions you may have.

    Get in Touch